VFD Financial Solutions

To comply with various states’ securities regulations, websites must include a mechanism to ensure that only potential customers from states in which the Registered Representative is securities licensed can access the site. Therefore, each securities related website must include a “bridge page” which requires users to confirm that they are a resident of a state in which the Representative is licensed before they can access the securities pages. Unless a Representative is securities licensed in all 50 states, each website must include the specific text below. A user who does not click the “OK” button must not be able to reach the securities related pages. A broker/dealer, investment adviser, BD agent, or IA rep may only transact business in a particular state after licensure or satisfying qualifications requirements of that state, or only if they are excluded or exempted from the state’s broker/dealer, investment adviser, or BD agent or IA rep requirements, as the case may be; and Follow-up individualized responses to consumers in a particular state by broker/dealer, investment adviser, BD agent or IA rep that involve either the effecting or attempting to effect transactions in securities or the rendering of personalized investment advice for compensation, as the case may be, shall not be made without first complying with the state’s broker/dealer, investment adviser, BD agent or IA rep requirements, or pursuant to an applicable state exemption or exclusion. For information concerning the licensure status or disciplinary history of a broker/dealer, investment adviser, BD agent or IA rep, a consumer should contact his or her state securities law administrator. Vincent D’Amico is licensed to sell securities in the states of MA, NH, ME, and FL. By clicking OK, I agree that I am a resident of one of the states listed above.

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